Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence R Wilkes is a financial advisor with over 50 years of experience in the industry. Lawrence is currently registered with Oppenheimer & Co. Inc., and has previously worked at UBS Financial Services Inc., Salomon Smith Barney Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc, Abraham & Co., Inc., Neuberger & Berman, and Bear, Stearns & Co.. Lawrence is a Series 65, Series 63, Series 7TO, SIE, PC, and Series 1 licensed advisor, and has passed exams in California, Connecticut, Florida, Illinois, Maine, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Vermont, and Washington. Lawrence serves a variety of clients including insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
08/04/2017 - Present
Oppenheimer & Co. Inc. (STAMFORD CT)
CT
02/28/2003 - 11/12/2012
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
07/31/1993 - 03/04/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/14/1973 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
08/17/1972 - 04/06/1973
ABRAHAM & CO., INC.
NA
03/10/1972 - 10/19/1972
NEUBERGER & BERMAN
NA
05/16/1969 - 04/06/1972
BEAR, STEARNS & CO.
IA
Issued 11/9/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/31/1977
PC - AMEX Put and Call Exam
BC
Issued 5/13/1969
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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