Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Rose is a financial professional with over 27 years of experience in the industry. Lawrence has worked with LPL Financial LLC, The O.N. Equity Sales Company, U.S. Bancorp Investments, Inc., NFP Securities, Inc., and Pruco Securities Corporation. Lawrence currently works for LPL Enterprise, LLC as an Investment Advisor Representative. Lawrence is registered in Arizona, Colorado, Florida, Illinois, Indiana, Michigan, and Ohio. Lawrence holds Series 6, 7, 26, 63 and 65 licenses, and is licensed to sell insurance in Florida. Lawrence is the president of the board of directors of Replay Outreach, Inc., a non-profit organization that works with at-risk teens. Lawrence provides financial planning, portfolio management for individuals and businesses, consulting and other non-discretionary advisory services, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/18/2024 - Present
LPL Enterprise, LLC (BRADENTON FL)
FL
02/12/2013 - 02/23/2017
LPL FINANCIAL LLC (BRADENTON FL)
FL
12/22/2009 - 12/31/2012
THE O.N. EQUITY SALES COMPANY (BRADENTON FL)
IL
02/22/2005 - 10/27/2009
U.S. BANCORP INVESTMENTS, INC. (JACKSONVILLE IL)
TX
09/29/2003 - 02/22/2005
NFP SECURITIES, INC. (AUSTIN TX)
NJ
11/28/1995 - 10/09/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 04/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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