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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Badler is a financial advisor with UBS Financial Services Inc. Lawrence has been in the financial industry since 1980 and has experience with various financial products and services. Lawrence holds several licenses and registrations including Series 7, Series 8, Series 9, Series 10, Series 31 and Series 63. Prior to joining UBS Financial Services Inc., Lawrence was employed by MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., OPPENHEIMER & CO. INC., CIBC WORLD MARKETS CORP., SHEARSON LEHMAN HUTTON INC., and DREXEL BURNHAM LAMBERT INCORPORATED. Lawrence is registered with both FINRA and the state of Missouri as an investment advisor representative. Lawrence is committed to providing his clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
03/27/2018 - Present
UBS Financial Services Inc. (Clayton MO)
MO
06/01/2009 - 03/18/2011
MORGAN STANLEY SMITH BARNEY (CLAYTON MO)
MO
12/11/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CLAYTON MO)
NY
01/03/2003 - 12/11/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/18/1990 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
08/15/1991 - 04/18/1995
OPPENHEIMER & CO., INC.
NY
05/19/1989 - 07/20/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/17/1984 - 06/03/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/23/1980 - 10/26/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 02/07/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/28/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/03/1980
PC - AMEX Put and Call Exam
BC
Issued 02/21/1977
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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