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Lawrence Patrick Higgins

Apollo Global Securities, LLC

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About Lawrence Patrick Higgins

Lawrence Higgins is an active investment professional with over 35 years of experience in the financial industry. Lawrence has a strong background in securities and futures markets and holds Series 3, 7, 24 and 63 licenses. Lawrence is currently registered with Apollo Global Securities, LLC and is based in New York, NY. Previously Lawrence has been employed with Credit Suisse Securities, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Citigroup Global Markets Inc., Salomon Brothers Inc., Prudential Securities Incorporated, and Thomson McKinnon Securities Inc.

Firm Information

Lawrence Higgins is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Higgins’s Registration & Firm History

NY

02/09/2023 - Present

Apollo Global Securities, LLC (New York NY)

NY

05/19/2014 - 02/14/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

11/01/2010 - 05/20/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/18/2005 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

11/28/1997 - 03/11/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/18/1994 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

08/16/1989 - 04/29/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

08/18/1987 - 08/07/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/01/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/1987

Series 3 - National Commodity Futures Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Patrick Higgins.
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