Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence P. Cagliostro is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Lawrence has been in the industry since 1995 and holds a variety of licenses and certifications, including Series 3, 7, 9, 10, 31, 63 and 65. Lawrence is experienced in providing investment advice and portfolio management for businesses and individuals. Lawrence is also registered to provide investment advisory services in several states, including New Jersey, Texas, California, Florida, Maryland, New York, Pennsylvania, South Carolina, Virginia and others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/07/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TOMS RIVER NJ)
NJ
04/02/2007 - 08/05/2008
MORGAN STANLEY & CO. INCORPORATED (TOMS RIVER NJ)
NJ
06/07/1995 - 04/02/2007
MORGAN STANLEY DW INC. (TOMS RIVER NJ)
NJ
04/10/1995 - 05/18/1995
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
IA
Issued 06/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2004
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 04/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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