Unclaimed
Lawrence Ong is a financial professional with experience in the investment banking industry. Lawrence is a Series 7, Series 63, and Series 79TO licensed professional. Lawrence is registered with Moelis & Co. LLC in California and has been working in the industry since August 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/30/2022 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
BC
Issued 02/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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