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Lawrence Nawrot

Cetera Advisors LLC

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About Lawrence Nawrot

Lawrence Nawrot is a financial advisor with Cetera Advisors LLC. Lawrence is licensed to sell securities in Illinois and holds Series 7, 63 and SIE licenses. Lawrence has worked in the securities industry since March 2019. Cetera Advisors LLC is an independent broker-dealer offering a variety of financial services, including investment advisory services, brokerage services, and retirement planning.

Firm Information

Lawrence Nawrot is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Nawrot’s Registration & Firm History

IL

03/15/2022 - Present

Cetera Advisors LLC (SCHAUMBURG IL)

IL

03/15/2022 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SCHAUMBURG IL)

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Licenses & Designations

BC

Issued 03/14/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/29/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Nawrot.
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