Invested Better
Unclaimed

Unclaimed

Unclaimed

Lawrence Morizio

Keefe, Bruyette & Woods, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lawrence? Claim Your Profile

About Lawrence Morizio

Lawrence Morizio is a financial advisor who has been in the industry since 1998. Lawrence is currently registered with Keefe, Bruyette & Woods, Inc. in New York, New York. Lawrence is also registered with FINRA and the state of New York. Lawrence has passed the Series 7, Series 24, and Series 63 exams. Lawrence has worked for several firms throughout their career, including Ryan Beck & Co., Gruntal & Co., L.L.C., and Bell Investment Group, Inc.

Firm Information

Lawrence Morizio is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lawrence Morizio’s Registration & Firm History

NY

08/08/2005 - Present

Keefe, Bruyette & Woods, Inc. (NEW YORK NY)

NJ

04/29/2002 - 08/17/2005

RYAN BECK & CO. (FLORHAM PARK NJ)

NY

03/09/2000 - 05/13/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

11/04/1998 - 01/26/2000

BELL INVESTMENT GROUP, INC. (NEW YORK NY)

Not sure if Lawrence Morizio is right for you?

Licenses & Designations

BC

Issued 11/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/27/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lawrence Morizio.
Not sure if Lawrence Morizio is right for you?