Unclaimed
Lawrence Morizio is a financial advisor who has been in the industry since 1998. Lawrence is currently registered with Keefe, Bruyette & Woods, Inc. in New York, New York. Lawrence is also registered with FINRA and the state of New York. Lawrence has passed the Series 7, Series 24, and Series 63 exams. Lawrence has worked for several firms throughout their career, including Ryan Beck & Co., Gruntal & Co., L.L.C., and Bell Investment Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/08/2005 - Present
Keefe, Bruyette & Woods, Inc. (NEW YORK NY)
NJ
04/29/2002 - 08/17/2005
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
03/09/2000 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
11/04/1998 - 01/26/2000
BELL INVESTMENT GROUP, INC. (NEW YORK NY)
BC
Issued 11/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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