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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Cervantes is a financial advisor who has been in the industry since 1995. Lawrence is currently registered with Wells Fargo Clearing Services, LLC in Nevada. Lawrence has been a registered representative with Wells Fargo since 2017. Previously, Lawrence was a registered representative with Morgan Stanley, Citigroup Global Markets, and Merrill Lynch. Lawrence holds a Series 7, Series 31, Series 63, and Series 65 license. Lawrence also has a SIE designation. Lawrence is a member of The California Club. Lawrence has a strong background in financial planning and portfolio management. Lawrence offers investment consulting services to institutional clients. Lawrence provides investment advice to individuals, businesses, high-net-worth individuals, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
11/03/2017 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
CA
06/01/2009 - 11/03/2017
MORGAN STANLEY (LOS ANGELES CA)
CA
03/14/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
07/07/1995 - 03/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
IA
Issued 08/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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