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Lawrence Michael Wasti

Cetera Advisor Networks LLC

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About Lawrence Michael Wasti

Lawrence Wasti is a financial advisor with over 30 years of experience in the industry. Lawrence is currently registered with Cetera Advisor Networks LLC. Previous firms where Lawrence has worked include FIRST FINANCIAL EQUITY CORPORATION, WADDELL & REED, UBS FINANCIAL SERVICES INC., PIPER JAFFRAY & CO., U.S. BANCORP INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEAN WITTER REYNOLDS INC., WAINWRIGHT, AUSTIN, STONE & CO., COHIG & ASSOCIATES, INC., R A F FINANCIAL CORPORATION, PROFESSIONAL BROKERAGE SERVICES INC., J. W. GANT & ASSOCIATES, INC., HAMILTON BOHNER, INC., and BLINDER, ROBINSON & CO.,INC..

Firm Information

Lawrence Wasti is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Wasti’s Registration & Firm History

CO

04/20/2022 - Present

Cetera Advisor Networks LLC (GREENWOOD VILLAGE CO)

CO

02/01/2018 - 04/20/2022

FIRST FINANCIAL EQUITY CORPORATION (GREENWOOD VILLAGE CO)

CO

03/20/2009 - 02/06/2018

WADDELL & REED (DENVER CO)

CO

08/12/2006 - 04/02/2009

UBS FINANCIAL SERVICES INC. (LITTLETON CO)

CO

02/14/2000 - 08/12/2006

PIPER JAFFRAY & CO. (LITTLETON CO)

MN

08/25/1994 - 09/04/2001

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

MO

10/15/1992 - 08/23/1994

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

NY

09/20/1990 - 10/09/1992

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

04/26/1990 - 08/24/1990

WAINWRIGHT, AUSTIN, STONE & CO.

CO

09/12/1988 - 04/17/1990

COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)

NA

03/22/1988 - 09/14/1988

R A F FINANCIAL CORPORATION

NA

08/03/1987 - 04/04/1988

PROFESSIONAL BROKERAGE SERVICES INC.

NA

10/16/1985 - 07/28/1987

J. W. GANT & ASSOCIATES, INC.

NA

06/29/1987 - 07/21/1987

HAMILTON BOHNER, INC.

NA

12/21/1984 - 10/21/1985

BLINDER, ROBINSON & CO.,INC.

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Licenses & Designations

BOTH

Issued 11/19/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Lawrence Michael Wasti. Review regulatory record here.
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