Unclaimed
Lawrence Wasti is a financial advisor with over 30 years of experience in the industry. Lawrence is currently registered with Cetera Advisor Networks LLC. Previous firms where Lawrence has worked include FIRST FINANCIAL EQUITY CORPORATION, WADDELL & REED, UBS FINANCIAL SERVICES INC., PIPER JAFFRAY & CO., U.S. BANCORP INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEAN WITTER REYNOLDS INC., WAINWRIGHT, AUSTIN, STONE & CO., COHIG & ASSOCIATES, INC., R A F FINANCIAL CORPORATION, PROFESSIONAL BROKERAGE SERVICES INC., J. W. GANT & ASSOCIATES, INC., HAMILTON BOHNER, INC., and BLINDER, ROBINSON & CO.,INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/20/2022 - Present
Cetera Advisor Networks LLC (GREENWOOD VILLAGE CO)
CO
02/01/2018 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (GREENWOOD VILLAGE CO)
CO
03/20/2009 - 02/06/2018
WADDELL & REED (DENVER CO)
CO
08/12/2006 - 04/02/2009
UBS FINANCIAL SERVICES INC. (LITTLETON CO)
CO
02/14/2000 - 08/12/2006
PIPER JAFFRAY & CO. (LITTLETON CO)
MN
08/25/1994 - 09/04/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MO
10/15/1992 - 08/23/1994
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NY
09/20/1990 - 10/09/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/26/1990 - 08/24/1990
WAINWRIGHT, AUSTIN, STONE & CO.
CO
09/12/1988 - 04/17/1990
COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)
NA
03/22/1988 - 09/14/1988
R A F FINANCIAL CORPORATION
NA
08/03/1987 - 04/04/1988
PROFESSIONAL BROKERAGE SERVICES INC.
NA
10/16/1985 - 07/28/1987
J. W. GANT & ASSOCIATES, INC.
NA
06/29/1987 - 07/21/1987
HAMILTON BOHNER, INC.
NA
12/21/1984 - 10/21/1985
BLINDER, ROBINSON & CO.,INC.
BOTH
Issued 11/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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