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Lawrence Michael Fields

Tocqueville Asset Management LP

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About Lawrence Michael Fields

Lawrence Fields is a financial advisor with Tocqueville Asset Management LP. Lawrence has been in the financial services industry since 1985. Lawrence holds FINRA Series 7, 63, 52TO, and SIE licenses. Lawrence is registered with FINRA as a Registered Representative and is also registered with the state of New York as an Investment Advisor Representative. Lawrence has previously worked at J.P. Morgan Securities Inc. Lawrence is a senior advisor at Tocqueville Asset Management LP and Lawrence has been with the firm since 2008. Tocqueville Asset Management LP provides financial planning, selection of other advisors, portfolio management for businesses, individuals, investment companies, and pooled investment vehicles.

Firm Information

Lawrence Fields is currently registered with Tocqueville Asset Management LP. Tocqueville Asset Management LP is an investment advisor registered with the SEC and headquartered in New York, NY. The firm manages a range of investment portfolios for individuals, families, foundations, endowments, and institutions. Tocqueville Asset Management LP offers financial planning, portfolio management, and selection of other advisors.
Tocqueville Asset Management LP

40 WEST 57TH STREET

NEW YORK, NY 10019

$8.87B

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Lawrence Fields’s Registration & Firm History

NY

08/18/2021 - Present

Tocqueville Asset Management LP (NEW YORK NY)

NY

11/19/1985 - 10/31/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/09/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/20/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Michael Fields.
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