Unclaimed
Lawrence Fields is a financial advisor with Tocqueville Asset Management LP. Lawrence has been in the financial services industry since 1985. Lawrence holds FINRA Series 7, 63, 52TO, and SIE licenses. Lawrence is registered with FINRA as a Registered Representative and is also registered with the state of New York as an Investment Advisor Representative. Lawrence has previously worked at J.P. Morgan Securities Inc. Lawrence is a senior advisor at Tocqueville Asset Management LP and Lawrence has been with the firm since 2008. Tocqueville Asset Management LP provides financial planning, selection of other advisors, portfolio management for businesses, individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/18/2021 - Present
Tocqueville Asset Management LP (NEW YORK NY)
NY
11/19/1985 - 10/31/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 09/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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