Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Doody is an investment advisor representative for Uhlmann Investment Management, LLC, a firm headquartered in Skokie, Illinois. Lawrence Doody is also registered as an Investment Advisor Representative in California, Illinois, and Nevada. Lawrence Doody has been in the securities industry since February 18, 1988. Lawrence Doody has been affiliated with Uhlmann Investment Management, LLC since September 2013. Before that, Lawrence Doody was affiliated with Freedom Investors Corp., Kingsbury Capital, LLC, Spencer Trask Ventures, Inc., Brewer Financial Services, LLC, Howe Barnes Hoefer & Arnett, Inc., Wayne Hummer Investments L.L.C., First Union Securities, Inc., Principal Financial Securities, Inc., Prudential Securities Incorporated, Pruco Securities Corporation, The Prudential Insurance Company of America, MetLife Securities Inc., Metropolitan Life Insurance Company, Century Financial Securities, Inc., Boettcher & Company, Inc., and BLN Investment Corp. Lawrence Doody holds a Series 6, 7, 63, and 65 license. Lawrence Doody also holds the SIE. Lawrence Doody is a specialist in portfolio management for individuals and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
02/20/2019 - Present
Uhlmann Investment Management, LLC (SKOKIE IL)
WI
06/18/2013 - 09/10/2013
FREEDOM INVESTORS CORP. (BROOKFIELD WI)
IL
11/10/2010 - 06/22/2011
KINGSBURY CAPITAL, LLC (EVANSTON IL)
IL
11/08/2010 - 05/10/2011
SPENCER TRASK VENTURES, INC. (EVANSTON IL)
IL
01/21/2010 - 11/05/2010
BREWER FINANCIAL SERVICES, LLC (CHICAGO IL)
IL
08/15/2008 - 02/17/2010
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
IL
06/01/2001 - 08/15/2008
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
MO
05/13/1997 - 06/15/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
TX
09/12/1994 - 06/12/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
03/19/1992 - 09/16/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/22/1990 - 03/12/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/22/1990 - 03/12/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
MA
09/26/1989 - 08/16/1990
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/26/1989 - 08/16/1990
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
03/06/1989 - 08/16/1989
CENTURY FINANCIAL SECURITIES, INC.
NA
11/19/1987 - 05/18/1988
BOETTCHER & COMPANY, INC.
NA
07/07/1987 - 12/01/1987
PRUCO SECURITIES CORPORATION
NA
02/26/1987 - 06/22/1987
BLN INVESTMENT CORP.
IA
Issued 01/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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