Unclaimed
Lawrence Michael Cohen is an investment advisor representative at Mesirow Financial Investment Management, Inc. located in Chicago, Illinois. Lawrence has been in the industry since August 20, 1984. Lawrence has held various positions at Mesirow Financial Investment Management, Inc. and its predecessors, including investment advisor representative, general securities principal and general securities sales supervisor. Lawrence is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 63, 65, 7, 8, 9, 10, 24 and SIE license. Lawrence specializes in providing financial planning, portfolio management for individuals, investment companies, and pooled investment vehicles, and pension consulting. Lawrence is also registered as an investment advisor representative in the states of Arizona, California, Colorado, District of Columbia, Florida, Hawaii, Illinois, Indiana, Iowa, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Texas, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
01/03/2013 - Present
Mesirow Financial Investment Management, Inc. (CHICAGO IL)
NA
04/22/1985 - 01/01/1994
MESIROW INVESTMENT SERVICES, INC.
NA
08/21/1984 - 04/29/1985
MESIROW & COMPANY, INCORPORATED
IA
Issued 08/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/18/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/11/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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