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Lawrence Merrill Orsini

Hsbc Securities (usa) Inc.

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About Lawrence Merrill Orsini

Lawrence Orsini is a financial professional with over 30 years of experience in the industry. Lawrence is currently registered with HSBC Securities (USA) Inc. as a registered representative and investment advisor representative. Lawrence has held various roles throughout their career, including positions with LPL Financial LLC, HSBC Securities (USA) Inc., Citigroup Global Markets Inc., Banc of America Investment Services, Inc., and Quick & Reilly, Inc. Lawrence holds multiple FINRA securities licenses, including Series 4, 7, 8, 9, 10, 63, and 65, demonstrating a strong commitment to professional development and expertise.

Firm Information

Lawrence Orsini is currently registered with Hsbc Securities (usa) Inc.. HSBC Securities (USA) Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm provides a range of advisory services, including asset allocation recommendations, selection of other advisers, portfolio management for businesses and pooled investment vehicles. They manage over $50 billion in assets for a diverse clientele including individuals, corporations, and investment companies. The firm has a large team of licensed agents, investment adviser representatives, and registered representatives. They also hold registrations in all 50 states, District of Columbia, Puerto Rico, and Virgin Islands.
Hsbc Securities (usa) Inc.

66 HUSDSON BOULEVARD EAST

NEW YORK, NY 10001

$3.02B

Assets Under Management

Not reported

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Lawrence Orsini’s Registration & Firm History

NY

04/06/2022 - Present

Hsbc Securities (usa) Inc. (Buffalo NY)

NY

01/18/2012 - 11/28/2014

LPL FINANCIAL LLC (BUFFALO NY)

NY

09/12/2007 - 12/31/2011

HSBC SECURITIES (USA) INC. (BUFFALO NY)

NJ

06/23/2005 - 08/27/2007

CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)

MA

10/20/2004 - 02/01/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

10/04/1991 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/11/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/18/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/05/1995

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Lawrence Merrill Orsini. Review regulatory record here.
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