Unclaimed
Lawrence Maurice Kavanaugh is a financial advisor with LPL Financial LLC. Lawrence has been in the industry since 1982. Lawrence has licenses in multiple states and is a Registered Representative with FINRA. Lawrence has a broad range of experience in financial services. Lawrence has previously worked for companies like LaSalle St Securities, L.L.C., Saperston Financial Inc., New England Securities, ReliaStar Financial Marketing Corp., and IDS Marketing Corporation. Lawrence holds the SIE, Series 7, Series 6, Series 24, and Series 63 licenses. Lawrence specializes in investment advisory services, financial planning, pension consulting, and educational seminars. Lawrence is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (WEST SENECA NY)
NY
10/02/1997 - 12/31/2011
LASALLE ST SECURITIES, L.L.C. (WEST SENECA NY)
NY
01/04/1996 - 10/16/1997
SAPERSTON FINANCIAL INC. (BUFFALO NY)
NY
04/18/1996 - 10/01/1997
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
04/16/1982 - 02/16/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
07/25/1985 - 12/18/1987
RELIASTAR FINANCIAL MARKETING CORP.
NA
12/18/1981 - 03/15/1982
IDS MARKETING CORPORATION
IA
Issued 12/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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