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Lawrence Mark Lawyer

SP Securities LLC

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About Lawrence Mark Lawyer

Lawrence Mark Lawyer is a financial advisor with over 20 years of experience in the industry. He is currently registered with SP Securities LLC and holds Series 7, 79 and SIE licenses. Lawrence has held positions at Entoro Securities, LLC, ECT Securities Limited Partnership, Chemical Securities, Inc., and Chase Securities of Texas, Inc. Lawrence is registered in Texas and is a member of FINRA.

Firm Information

Lawrence Lawyer is currently registered with SP Securities LLC. SP Securities LLC is a Limited Liability Company that was formed on January 15, 2004. The firm is registered with the SEC and in 13 states, including Alabama, California, Colorado, Florida, Illinois, Louisiana, Massachusetts, New Jersey, New York, North Carolina, Rhode Island, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Lawyer’s Registration & Firm History

TX

03/29/2018 - Present

SP Securities LLC (HOUSTON TX)

TX

10/13/2016 - 03/28/2018

ENTORO SECURITIES, LLC (HOUSTON TX)

TX

08/29/1996 - 12/07/2001

ECT SECURITIES LIMITED PARTNERSHIP (HOUSTON TX)

NY

12/21/1994 - 06/02/1995

CHEMICAL SECURITIES, INC. (NEW YORK NY)

TX

09/14/1993 - 12/21/1994

CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/29/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/13/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lawrence Mark Lawyer. Review regulatory record here.
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