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Lawrence Mark Gruber

Prudential Annuities Distributors, Inc.

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About Lawrence Mark Gruber

Lawrence Gruber is a financial advisor registered with Prudential Annuities Distributors, Inc. Lawrence has been in the industry since 1994. Lawrence's current employment is with Prudential Annuities Distributors, Inc., based in New York, New York. Prior to joining Prudential Annuities Distributors, Inc., Lawrence worked with several other firms including Pruco Securities, LLC., CCO Investment Services Corp., New England Securities, MML Investors Services, LLC, MetLife Securities Inc., and Metropolitan Life Insurance Company. Lawrence has several registrations, including those in California, Florida, Massachusetts, Rhode Island, South Dakota, and Vermont. Lawrence has also passed several exams including Series 24, Series 26, Series 7, Series 6, and SIE.

Firm Information

Lawrence Gruber is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Gruber’s Registration & Firm History

NY

03/25/2020 - Present

Prudential Annuities Distributors, Inc. (New York NY)

NJ

07/01/2014 - 03/31/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

MA

03/01/2013 - 07/03/2014

CCO INVESTMENT SERVICES CORP. (BRIGHTON MA)

MA

02/14/2012 - 03/05/2013

NEW ENGLAND SECURITIES (BOSTON MA)

MA

04/29/2005 - 02/22/2012

MML INVESTORS SERVICES, LLC (BOSTON MA)

MA

04/20/1994 - 04/08/2005

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

04/20/1994 - 04/08/2005

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2003

Series 24 - General Securities Principal Examination

BC

Issued 03/13/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1998

Series 7 - General Securities Representative Examination

BC

Issued 04/19/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lawrence Mark Gruber. Review regulatory record here.
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