Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence M. Kaplow is a financial advisor with Truist Advisory Services, Inc. Lawrence is a registered investment advisor representative with the firm and has been in the industry since 1998. Lawrence has held previous roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America Investment Services, Inc. and Quick & Reilly, Inc. Lawrence has a strong track record of providing financial advice to individuals, families, and businesses. Lawrence provides services including financial planning, portfolio management, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/26/2021 - Present
Truist Advisory Services, Inc. (NEW YORK NY)
NY
10/23/2009 - 09/13/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/08/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NJ
03/31/2006 - 04/21/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NJ
10/20/2004 - 04/03/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (PRINCETON NJ)
NY
03/07/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
IL
01/22/1998 - 10/06/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 10/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/08/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lawrence Kaplow is the right advisor for you? Invested Better is here to help.
