Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence M. Farrell is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Lawrence has been in the financial industry since 2002 and is registered with both FINRA and the state of New Jersey as a broker-dealer and investment advisor. Lawrence has a variety of experience in the financial services industry, working previously with E*TRADE Securities LLC, American Express Financial Advisors Inc., IDS Life Insurance Company, and Morgan Stanley DW Inc. Lawrence holds Series 7, 9, 10, 63, and 65 securities licenses. Lawrence offers financial planning services, pension consulting, portfolio management for individuals and businesses, and educational seminars. Lawrence's experience and qualifications make him a valuable resource for individuals and businesses seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/31/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
01/27/2009 - 03/19/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
05/02/2002 - 09/04/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BROOKLYN NY)
MN
11/09/2001 - 04/05/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/09/2001 - 04/05/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
05/31/2000 - 04/03/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 5/7/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/25/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/2/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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