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Lawrence Lam

U.s. Bancorp Advisors, LLC

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About Lawrence Lam

Lawrence Lam is a financial advisor with U.S. Bancorp Advisors, LLC. Lawrence has been in the financial services industry since 2015 and is registered to provide investment advice in 27 states. Lawrence has experience with a variety of investment products and services, including securities, mutual funds, variable annuities, and retirement planning. Lawrence is committed to providing clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Lawrence Lam is currently registered with U.s. Bancorp Advisors, LLC. U.S. Bancorp Advisors, LLC, is a Limited Liability Company registered with the SEC and in all 50 states, as well as the Virgin Islands. Formed in 2004, the firm provides portfolio management services for individuals, businesses, and investment companies, and offers a wrap fee program. They also assist clients with the selection of other advisors. The firm currently manages over $1.38 billion in regulatory assets under management.
U.s. Bancorp Advisors, LLC

800 N. BRAND BOULEVARD

GLENDALE, CA 91203

$1.39B

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lawrence Lam’s Registration & Firm History

CA

12/19/2023 - Present

U.s. Bancorp Advisors, LLC (TUSTIN CA)

MN

05/26/2023 - 11/10/2023

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

CA

02/02/2022 - 05/26/2023

UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)

CA

03/08/2017 - 12/23/2021

UNIONBANC INVESTMENT SERVICES, LLC (IRVINE CA)

CA

04/08/2015 - 08/12/2016

J.P. MORGAN SECURITIES LLC (WESTMINSTER CA)

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Licenses & Designations

BOTH

Issued 09/06/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/15/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2018

Series 7 - General Securities Representative Examination

BC

Issued 04/03/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Lam.
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