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Lawrence Kendrick Wakeman

BA Securities, LLC

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About Lawrence Kendrick Wakeman

Lawrence Wakeman is a securities professional with over 20 years of experience in the financial services industry. He currently works as a Registered Representative at BA Securities, LLC. Lawrence has held previous positions at Wachovia Capital Markets, LLC, Wachovia Securities, LLC, Forum Capital Markets LLC, and Parallax Group, Inc. Lawrence has a broad range of experience and holds several securities licenses including Series 7, Series 24, Series 63, and Series 79TO. Lawrence is registered in several states including California, Connecticut, Georgia, Massachusetts, New York, Pennsylvania, Washington, and Wisconsin.

Firm Information

Lawrence Wakeman is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Wakeman’s Registration & Firm History

PA

12/04/2023 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NC

07/01/2003 - 05/06/2004

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

06/01/2000 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

CT

05/09/1995 - 06/01/2000

FORUM CAPITAL MARKETS LLC (OLD GREENWICH CT)

MA

02/03/1993 - 05/01/1995

PARALLAX GROUP, INC. (CAMBRIDGE MA)

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Licenses & Designations

BC

Issued 11/04/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/1995

Series 24 - General Securities Principal Examination

BC

Issued 12/28/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 11/25/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2001

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 01/06/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Kendrick Wakeman.
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