Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Lai is a financial advisor with Alt Fund Distributors LLC based in New York, NY. Lawrence has been in the financial services industry since 2008 and is registered in Illinois. Lawrence is also a Registered Principal and has Series 7, 24, 55, 57TO, and 63 licenses. Lawrence has experience in the industry with Wedbush Securities Inc. and TD Options LLC. Lawrence is a highly experienced and knowledgeable financial advisor, and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/05/2017 - Present
ALT Fund Distributors LLC (NEW YORK NY)
IL
02/07/2012 - 06/16/2017
WEDBUSH SECURITIES INC. (CHICAGO IL)
IL
09/15/2004 - 12/05/2008
TD OPTIONS LLC (CHICAGO IL)
BC
Issued 12/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/06/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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