Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence McGovern is a financial advisor with over 39 years of experience in the industry. Lawrence has a Series 6, 7, 9, 10, 24, 26, 63 and 65 license and is registered with the state of New York as a registered representative of Charles Schwab & CO., INC. He is also a registered investment advisor. Lawrence has previously worked with HSBC Securities (USA) INC., Chase Investment Services Corp. and THE DREYFUS SERVICE CORPORATION. Lawrence provides financial planning services, selection of other advisers and is a wrap fee program sponsor and financial planning advisor referral program. Lawrence McGovern has a history of working with individuals, other investment advisers, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
04/22/2021 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
NY
08/12/2010 - 08/23/2013
INVESTMENT PROFESSIONALS, INC. (ROSLYN HEIGHTS NY)
NY
01/28/2008 - 03/16/2010
HSBC SECURITIES (USA) INC. (WEST BABYLON NY)
NY
11/07/2003 - 12/21/2007
CHASE INVESTMENT SERVICES CORP. (ISLIP NY)
TX
11/22/1995 - 10/30/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/26/1983 - 11/21/1995
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
IA
Issued 6/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/7/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/21/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 5/4/1992
Series 24 - General Securities Principal Examination
BC
Issued 5/2/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/5/1992
Series 7 - General Securities Representative Examination
BC
Issued 1/12/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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