Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Hesse is a registered representative with LPL Financial LLC. Lawrence has been in the financial services industry since 1974. Lawrence holds the Series 1, 7TO and SIE licenses as well as the Series 66. Lawrence is registered to provide investment advice in California, Kansas, Missouri, Ohio, Oklahoma, Texas and Vermont. Lawrence has a strong track record in the financial services industry, having worked with Cornerstone Investments, LLC, Cambridge Investment Research, Inc. and American United Life Insurance Company. Lawrence is committed to providing clients with personalized financial advice and services that meet their individual needs. Lawrence is also affiliated with Chief H&L Advisors LLC, Chief HL Advisors LLC and Hesse Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/26/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
KS
01/02/2003 - 02/12/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (TOPEKA KS)
KS
01/26/1996 - 12/31/2002
CORNERSTONE INVESTMENTS, L.L.C. (TOPEKA KS)
IN
01/29/1974 - 12/14/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
KS
01/05/1994 - 09/23/1996
PRIMELINE SECURITIES CORP. (WICHITA KS)
KS
06/06/1989 - 12/31/1993
PRIMELINE SECURITIES CORP. (WICHITA KS)
NA
12/15/1986 - 05/23/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
01/29/1974 - 12/19/1986
AUL EQUITY SALES CORP.
BOTH
Issued 12/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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