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Lawrence Joseph Flail

Morgan Stanley

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About Lawrence Joseph Flail

Lawrence Joseph Flail is a financial professional with over 20 years of experience in the industry. Lawrence is currently a registered representative with Morgan Stanley, where he has been since July 2022. Prior to that, he worked at PRUCO SECURITIES, LLC., PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, and PRUDENTIAL ANNUITIES DISTRIBUTORS, INC, among other firms.

Firm Information

Lawrence Flail is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Lawrence Flail’s Registration & Firm History

NJ

07/19/2022 - Present

Morgan Stanley (Lawrenceville NJ)

NJ

03/14/2011 - 06/15/2022

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

03/14/2011 - 06/15/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

03/14/2011 - 12/03/2021

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Newark NJ)

PA

02/17/2010 - 03/04/2011

FAIRHOLME DISTRIBUTORS, INC. (BERWYN PA)

ME

12/09/2008 - 03/04/2011

BNY MELLON DISTRIBUTORS INC. (PORTLAND ME)

ME

12/09/2008 - 03/04/2011

HIGHMARK FUNDS DISTRIBUTORS, INC. (PORTLAND ME)

ME

12/09/2008 - 03/04/2011

MGI FUNDS DISTRIBUTORS, INC. (PORTLAND ME)

ME

12/09/2008 - 03/04/2011

STERLING CAPITAL DISTRIBUTORS, INC. (PORTLAND ME)

PA

07/09/2008 - 11/13/2008

ABERDEEN FUND DISTRIBUTORS, LLC (WEST CONSHOHOCKEN PA)

PA

03/12/2007 - 06/20/2008

BB&T AM DISTRIBUTORS, INC. (KING OF PRUSSIA PA)

PA

03/12/2007 - 06/20/2008

MGI FUNDS DISTRIBUTORS, INC. (KING OF PRUSSIA PA)

PA

03/12/2007 - 06/20/2008

NORTHERN FUNDS DISTRIBUTORS, LLC (KING OF PRUSSIA PA)

PA

10/30/2006 - 06/20/2008

BLACKROCK DISTRIBUTORS, INC (KING OF PRUSSIA PA)

PA

10/13/2006 - 06/20/2008

PFPC DISTRIBUTORS, INC. (KING OF PRUSSIA PA)

PA

06/16/2005 - 03/29/2006

RAYMOND JAMES & ASSOCIATES, INC. (PHILADELPHIA PA)

PA

11/05/2002 - 06/16/2005

NF CLEARING, INC. (PHILADELPHIA PA)

PA

07/13/2001 - 02/08/2002

DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)

NJ

10/05/1998 - 10/25/2000

STATE DISCOUNT BROKERS, INC. (BEDMINSTER NJ)

MO

06/10/1997 - 09/03/1998

FIRST CLEARING CORPORATION (ST. LOUIS MO)

NE

06/04/1996 - 04/22/1997

WATERHOUSE SECURITIES, INC. (OMAHA NE)

PA

07/31/1995 - 09/25/1995

AMERICAN EAGLE INVESTMENTS, INC. (PHILADELPHIA PA)

NY

12/12/1994 - 07/24/1995

L.C. WEGARD & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/15/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 12/23/2005

Series 23 - General Securities Principal Sales Supervisor

BC

Issued 09/02/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/15/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/09/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lawrence Joseph Flail.
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