Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileAdvisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
07/19/2022 - Present
Wealthpenn.comllc (Lawrenceville NJ)
NJ
03/14/2011 - 06/15/2022
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
03/14/2011 - 06/15/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
03/14/2011 - 12/03/2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Newark NJ)
PA
02/17/2010 - 03/04/2011
FAIRHOLME DISTRIBUTORS, INC. (BERWYN PA)
ME
12/09/2008 - 03/04/2011
BNY MELLON DISTRIBUTORS INC. (PORTLAND ME)
ME
12/09/2008 - 03/04/2011
HIGHMARK FUNDS DISTRIBUTORS, INC. (PORTLAND ME)
ME
12/09/2008 - 03/04/2011
MGI FUNDS DISTRIBUTORS, INC. (PORTLAND ME)
ME
12/09/2008 - 03/04/2011
STERLING CAPITAL DISTRIBUTORS, INC. (PORTLAND ME)
PA
07/09/2008 - 11/13/2008
ABERDEEN FUND DISTRIBUTORS, LLC (WEST CONSHOHOCKEN PA)
PA
03/12/2007 - 06/20/2008
BB&T AM DISTRIBUTORS, INC. (KING OF PRUSSIA PA)
PA
03/12/2007 - 06/20/2008
MGI FUNDS DISTRIBUTORS, INC. (KING OF PRUSSIA PA)
PA
03/12/2007 - 06/20/2008
NORTHERN FUNDS DISTRIBUTORS, LLC (KING OF PRUSSIA PA)
PA
10/30/2006 - 06/20/2008
BLACKROCK DISTRIBUTORS, INC (KING OF PRUSSIA PA)
PA
10/13/2006 - 06/20/2008
PFPC DISTRIBUTORS, INC. (KING OF PRUSSIA PA)
PA
06/16/2005 - 03/29/2006
RAYMOND JAMES & ASSOCIATES, INC. (PHILADELPHIA PA)
PA
11/05/2002 - 06/16/2005
NF CLEARING, INC. (PHILADELPHIA PA)
PA
07/13/2001 - 02/08/2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)
NJ
10/05/1998 - 10/25/2000
STATE DISCOUNT BROKERS, INC. (BEDMINSTER NJ)
MO
06/10/1997 - 09/03/1998
FIRST CLEARING CORPORATION (ST. LOUIS MO)
NE
06/04/1996 - 04/22/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
PA
07/31/1995 - 09/25/1995
AMERICAN EAGLE INVESTMENTS, INC. (PHILADELPHIA PA)
NY
12/12/1994 - 07/24/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
BC
Issued 12/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/23/2005
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 9/2/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/15/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/5/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/9/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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