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Lawrence Johnson

Northwestern Mutual Investment Services, LLC

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About Lawrence Johnson

Lawrence Johnson is a financial advisor at Northwestern Mutual Investment Services, LLC. Lawrence has been in the financial industry since October 26, 2010. Lawrence holds the Series 63, Series 66, Series 7, Series 10, Series 9, Series 24, Series 31 and SIE licenses. Lawrence is also a Certified Financial Planner. Lawrence is registered in 51 states and the District of Columbia. Lawrence's previous employers include Robinhood Financial, LLC, Charles Schwab & Co., Inc., USAA Financial Advisors, Inc., and Morgan Stanley & Co., Incorporated.

Firm Information

Lawrence Johnson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Lawrence Johnson’s Registration & Firm History

FL

08/07/2024 - Present

Northwestern Mutual Investment Services, LLC (ORLANDO FL)

FL

05/31/2019 - 11/10/2021

ROBINHOOD FINANCIAL, LLC (Lake Mary FL)

FL

05/07/2014 - 05/21/2019

CHARLES SCHWAB & CO., INC. (Orlando FL)

FL

04/04/2008 - 03/13/2014

USAA FINANCIAL ADVISORS, INC. (TAMPA FL)

GA

07/26/2007 - 11/28/2007

MORGAN STANLEY & CO., INCORPORATED (ATLANTA GA)

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Licenses & Designations

BC

Issued 07/03/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/28/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/07/2024

Series 24 - General Securities Principal Examination

BC

Issued 03/07/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/07/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/07/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 07/25/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Johnson.
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