Unclaimed
Lawrence Raff is a financial advisor with Cetera Investment Advisers LLC. Lawrence has been a registered representative in the securities industry since 1983. He has a wide range of experience in the financial services industry and holds licenses in multiple states. Lawrence specializes in providing a variety of financial services, including portfolio management, financial planning, and pension consulting. He is also a licensed insurance agent.
STRATTON, VT
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VT
06/29/2023 - Present
Cetera Investment Advisers LLC (STRATTON VT)
NA
09/01/1983 - 05/23/1989
PENNSYLVANIA SECURITIES COMPANY
BC
Issued 8/5/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/16/2003
Series 24 - General Securities Principal Examination
BC
Issued 4/1/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 3/31/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 8/31/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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