Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence John McTernan is a financial advisor with over 25 years of experience in the financial services industry. Lawrence is currently registered with Wells Fargo Clearing Services, LLC, a leading provider of brokerage and investment advisory services. Lawrence has a strong track record of providing personalized financial advice to individuals, families, and businesses. Lawrence holds the Series 7, 9, 10, 24, 53, 63, and 65 licenses, which allows Lawrence to provide a wide range of financial services, including investment management, retirement planning, and estate planning. Lawrence is committed to helping clients achieve their financial goals and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/23/2020 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NY
01/10/2012 - 11/17/2016
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NJ
06/10/2010 - 01/03/2011
SAGEPOINT FINANCIAL, INC. (CRESSKILL NJ)
FL
07/17/2008 - 12/31/2009
LIVINGSTON MONROE CAPITAL GROUP INC. (BOCA RATON FL)
NJ
11/22/2005 - 08/08/2006
COMMERCE CAPITAL MARKETS, INC. (RAMSEY NJ)
MA
10/20/2004 - 03/03/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/02/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
06/11/1999 - 11/27/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
09/18/1998 - 06/11/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IL
09/18/1996 - 09/22/1998
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NA
08/01/1994 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
NY
10/05/1993 - 08/01/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
06/01/1992 - 10/25/1993
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
04/16/1992 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NY
03/22/1991 - 05/01/1992
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 02/22/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/18/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/17/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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