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Lawrence Jerome McKay

Mizuho Securities USA LLC

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About Lawrence Jerome McKay

Lawrence McKay is a securities professional with over 20 years of experience in the financial services industry. Lawrence is currently registered with Mizuho Securities USA LLC, a leading investment bank and securities firm. Before joining Mizuho Securities USA LLC, Lawrence worked at BMO Capital Markets Corp., BNP Paribas Securities Corp., Stifel, Nicolaus & Company, Incorporated, Banc of America Securities LLC, Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, and Chase Securities Inc. Lawrence holds Series 7, Series 24, and Series 63 licenses and has extensive experience in various financial markets.

Firm Information

Lawrence McKay is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence McKay’s Registration & Firm History

NY

04/08/2021 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/06/2017 - 12/18/2020

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NY

11/19/2013 - 08/24/2017

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

09/02/2011 - 11/19/2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

07/18/2002 - 07/10/2008

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

12/18/2000 - 10/25/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

05/13/1998 - 12/18/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

10/17/1996 - 06/01/1998

CHASE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/29/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Jerome McKay.
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