Unclaimed
Lawrence Froot is a financial professional with over 20 years of experience in the industry. Lawrence is registered with Northwestern Mutual Investment Services, LLC in West Hartford, CT. Lawrence previously worked for SECURITIES SERVICE NETWORK, INC. in Knoxville, TN. Lawrence has Series 6 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Lawrence can provide services such as investment research and referrals to other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
08/24/2001 - Present
Northwestern Mutual Investment Services, LLC (WEST HARTFORD CT)
TN
01/19/1999 - 01/26/2001
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
BC
Issued 02/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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