Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Cole is a financial advisor with over 30 years of experience in the industry. Lawrence is registered with Private Advisor Group, LLC and has experience working with high-net-worth individuals, corporations, and institutions. Lawrence's background includes working with Wells Fargo Advisors and AXA Advisors, LLC. Lawrence is licensed in multiple states and holds several industry certifications. Lawrence specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
IL
05/15/2020 - Present
Private Advisor Group, LLC (Springfield IL)
IL
08/13/2012 - 05/19/2020
WELLS FARGO CLEARING SERVICES, LLC (SPRINGFIELD IL)
IL
03/03/1989 - 08/16/2012
AXA ADVISORS, LLC (SPRINGFIELD IL)
NY
03/03/1989 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/21/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/01/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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