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Lawrence James Worman

THE Leaders Group, Inc.

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About Lawrence James Worman

Lawrence Worman is a financial advisor with over 30 years of experience in the financial services industry. Lawrence is currently registered with The Leaders Group, Inc. and is licensed to sell securities in Arizona, California, Texas, and Utah. Lawrence has a wide range of experience in the financial services industry, including experience with ONEAMERICA SECURITIES, INC., THE O.N. EQUITY SALES COMPANY, NFP SECURITIES, INC., TOWER SQUARE SECURITIES, INC., CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC., QUEST SECURITIES, INC., MUTUAL SERVICE CORPORATION, GRANITE INVESTMENT SERVICES, INC., BISYS BROKERAGE SERVICES, INC., LIFEMARK SECURITIES CORP., GOLD COUNTRY SECURITIES, PROGRAMMED EQUITIES CORPORATION, and BNL SECURITIES INC. Lawrence holds several licenses and certifications, including Series 63, Series 26, Series 6TO, SIE, and Series 7.

Firm Information

Lawrence Worman is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Worman’s Registration & Firm History

CO

06/23/2022 - Present

THE Leaders Group, Inc. (LITTLETON CO)

IN

07/06/2017 - 04/12/2022

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

OH

10/26/2010 - 05/05/2017

THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)

WA

11/27/2006 - 11/25/2008

NFP SECURITIES, INC. (SEATTLE WA)

CA

01/12/2004 - 02/02/2006

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

CO

01/13/2003 - 08/13/2003

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

CA

05/22/2001 - 12/12/2002

QUEST SECURITIES, INC. (FAIR OAKS CA)

MA

10/01/1999 - 11/07/2001

MUTUAL SERVICE CORPORATION (BOSTON MA)

MN

04/26/2000 - 05/21/2001

GRANITE INVESTMENT SERVICES, INC. (ST. CLOUD MN)

MN

04/26/1999 - 04/24/2000

BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)

NY

01/24/1997 - 05/03/1999

LIFEMARK SECURITIES CORP. (ROCHESTER NY)

NY

05/09/1990 - 02/25/1997

GOLD COUNTRY SECURITIES (MINEOLA NY)

NA

03/30/1989 - 04/16/1990

PROGRAMMED EQUITIES CORPORATION

NA

02/21/1985 - 01/27/1989

BNL SECURITIES INC.

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Licenses & Designations

BC

Issued 12/31/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Lawrence James Worman. Review regulatory record here.
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