Unclaimed
Lawrence Worman is a financial advisor with over 30 years of experience in the financial services industry. Lawrence is currently registered with The Leaders Group, Inc. and is licensed to sell securities in Arizona, California, Texas, and Utah. Lawrence has a wide range of experience in the financial services industry, including experience with ONEAMERICA SECURITIES, INC., THE O.N. EQUITY SALES COMPANY, NFP SECURITIES, INC., TOWER SQUARE SECURITIES, INC., CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC., QUEST SECURITIES, INC., MUTUAL SERVICE CORPORATION, GRANITE INVESTMENT SERVICES, INC., BISYS BROKERAGE SERVICES, INC., LIFEMARK SECURITIES CORP., GOLD COUNTRY SECURITIES, PROGRAMMED EQUITIES CORPORATION, and BNL SECURITIES INC. Lawrence holds several licenses and certifications, including Series 63, Series 26, Series 6TO, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/23/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
IN
07/06/2017 - 04/12/2022
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
OH
10/26/2010 - 05/05/2017
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
WA
11/27/2006 - 11/25/2008
NFP SECURITIES, INC. (SEATTLE WA)
CA
01/12/2004 - 02/02/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CO
01/13/2003 - 08/13/2003
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CA
05/22/2001 - 12/12/2002
QUEST SECURITIES, INC. (FAIR OAKS CA)
MA
10/01/1999 - 11/07/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
MN
04/26/2000 - 05/21/2001
GRANITE INVESTMENT SERVICES, INC. (ST. CLOUD MN)
MN
04/26/1999 - 04/24/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NY
01/24/1997 - 05/03/1999
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
NY
05/09/1990 - 02/25/1997
GOLD COUNTRY SECURITIES (MINEOLA NY)
NA
03/30/1989 - 04/16/1990
PROGRAMMED EQUITIES CORPORATION
NA
02/21/1985 - 01/27/1989
BNL SECURITIES INC.
BC
Issued 12/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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