Unclaimed
Lawrence Holzenthaler jr has been in the financial industry since April 2016. Lawrence is currently registered with FEF Distributors, LLC and holds Series 63, Series 66, Series 7, and SIE licenses. Lawrence previously worked at Nuveen Securities, LLC, Dahlman Rose & Company, LLC and Trautman Wasserman & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/07/2023 - Present
FEF Distributors, LLC (NEW YORK NY)
IL
03/21/2016 - 04/13/2023
NUVEEN SECURITIES, LLC (CHICAGO IL)
NY
02/14/2005 - 06/20/2005
DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)
NY
04/24/2003 - 06/24/2003
TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)
BC
Issued 04/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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