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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Nagel is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., registered with both the state of Kentucky and Texas. Lawrence has over 20 years of experience in the securities industry, with previous roles at firms including BANC OF AMERICA INVESTMENT SERVICES, INC., UBS PAINEWEBBER INC. and SANDS BROTHERS & CO., LTD. Lawrence is also a limited partner in Black Rooster Farms, LLC. Lawrence's current registrations include series 7, 9, 10, 24, 31, 52TO, 53, and 65, along with the SIE exam. Lawrence is a registered principal and specializes in portfolio management for individuals and businesses, pension consulting, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
02/06/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOUISVILLE KY)
PA
09/18/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PHILADELPHIA PA)
NJ
08/19/1999 - 10/04/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
08/21/1998 - 07/02/1999
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 08/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2007
Series 4 - Registered Options Principal Examination
BC
Issued 09/29/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/06/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 10/06/1999
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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