Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Kaufman is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Northfield, Illinois. Lawrence holds Series 6, Series 63 and SIE licenses. Lawrence has been in the financial services industry since 1993, and has a long history of experience with various firms, including Robert W. Baird & Co. Incorporated and MML Investors Services, Inc. Lawrence is registered in 22 states and specializes in investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IL
05/04/1994 - Present
Northwestern Mutual Investment Services, LLC (Northfield IL)
WI
05/04/1994 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MA
01/05/1993 - 03/14/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 01/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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