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Lawrence Ira Horn

R. F. Lafferty & CO., Inc.

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About Lawrence Ira Horn

Lawrence Ira Horn is a financial advisor with over 23 years of experience in the financial services industry. Lawrence is currently registered with R. F. Lafferty & Co., Inc. and is also registered in twelve states. Prior to joining R. F. Lafferty & Co., Inc., Lawrence was employed at Kern, Suslow Securities, Inc., J Giordano Securities Group, Capital Growth Financial, LLC, Sands Brothers & Co., LTD., Stires & Co., Inc. and Spear, Leeds & Kellogg. Lawrence has passed the Series 3, 7, 55, 57TO and SIE exams. He is a specialist in portfolio management for businesses and individuals.

Firm Information

Lawrence Horn is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lawrence Horn’s Registration & Firm History

NY

02/06/2012 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

04/22/2008 - 02/03/2012

KERN, SUSLOW SECURITIES, INC. (NEW YORK NY)

NY

04/27/2006 - 05/01/2008

J GIORDANO SECURITIES GROUP (NEW YORK NY)

NY

05/10/2004 - 04/26/2006

CAPITAL GROWTH FINANCIAL, LLC (NEW YORK NY)

NY

01/10/2002 - 06/03/2004

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

07/18/1999 - 02/13/2002

STIRES & CO., INC. (NEW YORK NY)

NY

10/30/1997 - 03/03/1998

SPEAR, LEEDS & KELLOGG (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/11/1995

Series 7 - General Securities Representative Examination

BC

Issued 04/09/1991

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lawrence Ira Horn.
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