Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Goldstein is a financial advisor with Cetera Investment Advisers LLC. Lawrence has been in the financial services industry since June 14, 1999. Lawrence is registered with the following states: Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Iowa, Louisiana, Maryland, Michigan, Minnesota, Nevada, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Tennessee, Texas and Washington. Lawrence has been a financial advisor at Cetera Investment Advisers LLC since June 2023. Prior to joining Cetera Investment Advisers LLC, Lawrence was a financial advisor at Oppenheimer & Co. Inc., CIBC World Markets Corp. and Paine Webber Incorporated. Lawrence has Series 7, Series 63, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (ASPEN CO)
CA
01/03/2003 - 06/14/2019
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
NY
02/13/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
06/15/1999 - 02/27/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 7/7/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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