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Lawrence Herbert Kurtz

Middlegate Securities Inc.

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About Lawrence Herbert Kurtz

Lawrence Kurtz is a financial advisor with Middlegate Securities Inc. Lawrence is a Series 7, 55, 63, 79, and SIE licensed individual with over 40 years of experience in the industry. Lawrence has worked for a variety of firms in the past including Andover Brokerage, L.L.C., Credit Suisse First Boston Corporation and Donaldson, Lufkin & Jenrette Securities Corporation. Lawrence currently holds registrations in 12 states and has a firm scope in BC (Broker-Dealer).

Firm Information

Lawrence Kurtz is currently registered with Middlegate Securities Inc.. Middlegate Securities Inc. is a Corporation formed in 1987 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Kurtz’s Registration & Firm History

NY

04/19/2002 - Present

Middlegate Securities Inc. (NEW YORK NY)

NY

11/13/2001 - 02/27/2002

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NY

10/10/2000 - 10/15/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

06/14/1984 - 10/10/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

11/26/1979 - 06/05/1984

THOMSON MCKINNON SECURITIES INC.

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Licenses & Designations

BC

Issued 04/13/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/17/1979

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lawrence Herbert Kurtz. Review regulatory record here.
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