Unclaimed
Lawrence Brinks is a financial advisor registered with Cambridge Investment Research Advisors, Inc. Lawrence has been a Registered Representative in the securities industry since 1977, and has worked for a number of firms, including Next Financial Group, Inc., and Advantage Capital Corporation. He holds a series of licenses, including Series 63, 65, 7, 24, 51, 72, and 99TO. Lawrence's specializations include financial planning, pension consulting, and educational seminars. Lawrence has a strong focus on providing customized financial planning and investment management services to individuals, families, and small businesses. He is committed to building long-term relationships with his clients and providing them with the guidance and support they need to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TN
06/03/2011 - Present
Cambridge Investment Research Advisors, Inc. (FRANKLIN TN)
TN
08/18/2003 - 06/06/2011
NEXT FINANCIAL GROUP, INC. (NASHVILLE TN)
GA
08/15/1994 - 08/18/2003
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
04/27/1994 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
FL
06/18/1993 - 05/02/1994
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
CA
12/20/1977 - 05/28/1993
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
IA
Issued 04/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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