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Lawrence Harry Goldsmith

Triad Securities Corp.

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About Lawrence Harry Goldsmith

Lawrence Goldsmith is a securities professional with over 20 years of experience in the financial industry. Lawrence has a strong track record of success in the securities industry. Currently, Lawrence is registered with Triad Securities Corp. Lawrence holds a Series 7, Series 24, Series 63, and Series 99TO license as well as a FINRA registration. Lawrence also holds a Series 14 license. Lawrence is a highly qualified and experienced professional with a deep understanding of the securities industry. Lawrence is dedicated to providing clients with the highest quality of service.

Firm Information

Lawrence Goldsmith is currently registered with Triad Securities Corp.. Triad Securities Corp. is a Corporation registered in 41 states and the SEC. It was formed on July 13, 1976.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Goldsmith’s Registration & Firm History

NY

03/14/2000 - Present

Triad Securities Corp. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 06/05/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lawrence Harry Goldsmith.
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