Unclaimed
Lawrence Goldsmith is a securities professional with over 20 years of experience in the financial industry. Lawrence has a strong track record of success in the securities industry. Currently, Lawrence is registered with Triad Securities Corp. Lawrence holds a Series 7, Series 24, Series 63, and Series 99TO license as well as a FINRA registration. Lawrence also holds a Series 14 license. Lawrence is a highly qualified and experienced professional with a deep understanding of the securities industry. Lawrence is dedicated to providing clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/14/2000 - Present
Triad Securities Corp. (NEW YORK NY)
BC
Issued 05/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/05/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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