Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence MacY is a financial advisor with over 35 years of experience in the industry. Lawrence is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is a registered representative in Florida, Illinois, and Texas. Prior to joining Merrill Lynch, Lawrence was employed by LA SALLE ST. SECURITIES, INC. and BEAR, STEARNS & CO. INC. Lawrence is a Series 7, Series 63, and Series 65 licensed individual, who has held many registrations in various states. Lawrence holds two product exams, Securities Industry Essentials Examination (SIE) and General Securities Representative Examination (Series 7), and two state exams, Uniform Investment Adviser Law Examination (Series 65) and Uniform Securities Agent State Law Examination (Series 63). Lawrence is a member of The Cradle Foundation Golf Committee. Lawrence provides advisory services including Portfolio Management for Businesses, Portfolio Management for Individuals, Performance Measurement Reports, Allocation Modeling, IPS, Research Reports and Services, and Selection of Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/08/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
NA
09/08/1987 - 09/15/1987
LA SALLE ST. SECURITIES, INC.
NA
03/02/1987 - 08/26/1987
BEAR, STEARNS & CO. INC.
IA
Issued 08/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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