Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Newman is an active advisor currently registered with Osaic Wealth, Inc. Lawrence has been in the industry since July 7, 1977 and has a wide range of experience with a variety of firms. Prior to joining Osaic Wealth, Lawrence was a registered representative at Securities America, Inc., and before that was an advisor at Foothill Securities, Inc. Lawrence has passed the Series 1, 7, 24, 40, 99TO and SIE exams. Lawrence also offers life and long term care insurance services, along with his role as an investment advisor representative at Securities America Advisors. Lawrence is a dedicated financial professional with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (WILTON CA)
CA
12/08/2016 - 06/14/2024
SECURITIES AMERICA, INC. (WILTON CA)
CA
11/16/1988 - 12/08/2016
FOOTHILL SECURITIES, INC. (WILTON CA)
NA
11/03/1988 - 11/23/1988
INTEGRATED RESOURCES EQUITY CORPORATION
CA
04/01/1988 - 11/03/1988
CHRISTOPHER WEIL & COMPANY, INC (GLENDALE CA)
NA
06/19/1978 - 04/04/1988
JUDY & ROBINSON SECURITIES, INC
NA
07/08/1977 - 07/12/1978
DAVE FRIES AND ASSOCIATES
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/07/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1978
Series 7 - General Securities Representative Examination
BC
Issued 06/30/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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