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Lawrence Gary Ramos

Cetera Financial Specialists LLC

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About Lawrence Gary Ramos

Lawrence Gary Ramos has been in the securities industry since October 18, 1988. Lawrence is currently registered with Cetera Financial Specialists LLC, Cetera Investment Services LLC, Cetera Advisors LLC, and Cetera Advisor Networks LLC. Lawrence is also registered with the state of California and has been since September 8, 2022. Lawrence is registered with the state of Oregon and has been since September 8, 2022. Lawrence is also registered with all other 50 states and the District of Columbia.

Firm Information

Lawrence Ramos is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Ramos’s Registration & Firm History

CA

08/25/2022 - Present

Cetera Financial Specialists LLC (SAN DIEGO CA)

CA

12/15/1994 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

08/19/2015 - 11/01/2017

GIRARD SECURITIES, INC. (SAN DIEGO CA)

CA

05/05/2005 - 06/13/2005

ROUND HILL SECURITIES, INC. (ALAMO CA)

CA

10/30/1998 - 01/12/2005

WESTERN SECURITIES CLEARING CORP. (SAN DIEGO CA)

WA

10/08/2002 - 05/25/2004

WELLS FARGO INVESTMENT SERVICES, LLC (SEATTLE WA)

CA

05/31/1989 - 12/20/1994

FIRST AFFILIATED SECURITIES (LA JOLLA CA)

CA

10/19/1988 - 05/31/1989

FIRST AFFILIATED SECURITIES, INC. (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 12/20/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Gary Ramos.
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