Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Wittman is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Lawrence is a licensed advisor in the state of North Dakota and has been in the financial services industry since June 6, 2017. Lawrence holds the Series 6, 7, 9, 10, 63 and 65 licenses. Lawrence is a financial professional dedicated to providing investment consulting services to institutional clients and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ND
09/20/2024 - Present
Wells Fargo Advisors Financial Network, LLC (FARGO ND)
IA
Issued 07/11/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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