Unclaimed
Lawrence Kennedy is a financial professional with over five years of experience in the industry. Lawrence is currently registered with Moelis & Co. LLC and holds Series 7TO, SIE, and Series 79 licenses. Lawrence is also registered with the states of California and New York. Prior to joining Moelis & Co. LLC, Lawrence worked at Guggenheim Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/02/2021 - Present
Moelis & Co. LLC (LOS ANGELES CA)
NY
09/09/2017 - 07/26/2021
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Lawrence Kennedy is the right advisor for you? Invested Better is here to help.