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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Buckley is a financial advisor at UBS Financial Services Inc. Lawrence has over 30 years of experience in the financial services industry. Lawrence is registered with FINRA and the state of Georgia. Lawrence has a Series 65 and Series 63 license. Lawrence also holds a General Securities Principal Examination (Series 24) and a Registered Principal Examination (Series 40).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
07/16/2009 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
01/13/2001 - 06/17/2009
DEUTSCHE BANK SECURITIES INC. (ATLANTA GA)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
10/27/1989 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NC
10/14/1988 - 09/28/1989
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NA
07/18/1969 - 10/14/1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
IA
Issued 08/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/10/1975
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/02/1977
PC - AMEX Put and Call Exam
BC
Issued 07/09/1969
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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