Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Feld Gordon is a financial advisor with Raymond James & Associates, Inc., and has been in the financial services industry since August 28, 2005. Lawrence is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and SIE exams. Lawrence has been with Raymond James & Associates, Inc. since March 9, 2015, but previously worked at Oppenheimer & Co. Inc., Residential Funding Securities, L.L.C., and Friedman, Billings, Ramsey & Co., Inc.. Lawrence is registered to provide securities and investment advisory services in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
03/09/2015 - Present
Raymond James & Associates, Inc. (Washington DC)
DC
02/05/2008 - 03/06/2015
OPPENHEIMER & CO. INC. (WASHINGTON DC)
MD
08/28/2006 - 11/01/2007
RESIDENTIAL FUNDING SECURITIES, L.L.C. (BETHESDA MD)
VA
05/24/2005 - 09/01/2006
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (ARLINGTON VA)
BC
Issued 05/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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