Unclaimed
Lawrence Goldman is a financial professional with over 35 years of experience in the securities industry. Lawrence currently holds a Series 7, Series 24, Series 55, Series 63, Series 79TO, and Series 7TO licenses. Lawrence is registered with Samuel A. Ramirez & Company, Inc. in New York. Previously Lawrence was registered with Goldman, Sachs & Co. in New York. Lawrence has a strong background in the securities industry and is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/04/2002 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
07/18/1985 - 03/27/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
05/25/1983 - 07/01/1983
PRUDENTIAL-BACHE SECURITIES INC.
BC
Issued 11/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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