Unclaimed
Lawrence Emery amir Plummer is a registered representative associated with Mizuho Securities USA LLC, a broker dealer. Lawrence has been in the financial services industry since August 7, 2022. Lawrence Plummer holds the Series 63, Series 79TO, and SIE licenses. Lawrence Plummer is registered with FINRA and is also registered as a broker-dealer in 52 states and districts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/08/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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