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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Elliott Smith has been in the financial services industry since 1985. Lawrence currently works for Centaurus Financial, Inc. and is registered in 8 states. Lawrence has been with Centaurus Financial, Inc. since 2007 and is based out of their Laguna Niguel, CA office. Lawrence's experience includes previous roles at Brookstreet Securities Corporation, Securities Service Network, Inc., Lazar Frederick & Company, Fortress Securities, Inc., Prudential-Bache Securities Inc., Smith Barney, Harris Upham & Co., Incorporated, R. H. Moulton & Co., B.O.C.L. Securities Corp., and Municicorp of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/20/2020 - Present
Centaurus Financial, Inc. (LAGUNA NIGUEL CA)
CA
01/18/2002 - 06/27/2007
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
TN
10/12/1995 - 07/20/1998
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
CA
07/13/1992 - 08/17/1995
LAZAR FREDERICK & COMPANY (BEVERLY HILLS CA)
NA
05/10/1990 - 07/22/1992
FORTRESS SECURITIES, INC.
NY
03/07/1988 - 05/16/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
12/06/1985 - 03/12/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
12/03/1985 - 12/26/1985
R. H. MOULTON & CO.
NA
01/03/1985 - 12/23/1985
B.O.C.L. SECURITIES CORP.
NA
08/24/1983 - 01/22/1985
MUNICICORP OF CALIFORNIA
IA
Issued 03/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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